Mar 23
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In House Counsel Jobs New York | JDHuntr 53637 Senior Compliance Officer, U.S. Funds Compliance, CA
To apply go to JDHuntr.com
*Support the development and implementation of the U.S. Registered Funds compliance program, working closely with members of the Legal and Compliance Department to evaluate identified risks and adherence to policies and procedures by relevant business groups and service providers. *Oversight and administration of the funds compliance program which includes ownership for compliance program requirements related to co-investment exemptive relief granted by the SEC. *Experience with evaluating evolving regulatory requirements and supporting compliance program enhancements designed to prepare business partners and the firm for compliance with new rules $ 150,000.00 – $ 225,000.00
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